ANTHERA PHARMACEUTICALS, INC. |
(Name of Issuer) |
COMMON STOCK, PAR VALUE $0.001 PER SHARE |
(Title of Class of Securities) |
03674U 102 |
(CUSIP Number) |
May 5, 2011 |
(Date of Event which Requires Filing of this Statement) |
CUSIP No. 03674U 102
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1.
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Names of Reporting Persons.
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VantagePoint Venture Partners IV (Q), L.P.
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2.
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Check the Appropriate Box if a Member of a Group (See Instructions)
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(a)
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o
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(b)
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ý
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3.
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SEC Use Only
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4.
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Source of Funds (See Instructions)
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WC
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5.
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Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o
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6.
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Citizenship or Place of Organization
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Delaware
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7.
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Sole Voting Power
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5,220,032(*)
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Number of Shares Beneficially Owned by Each Reporting Person With
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8.
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Shared Voting Power
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0
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9.
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Sole Dispositive Power
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5,220,032(*)
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10.
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Shared Dispositive Power
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0
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11.
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Aggregate Amount Beneficially Owned by Each Reporting Person
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5,220,032(*)
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12.
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Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)o
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13.
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Percent of Class Represented by Amount in Row (11)
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15.8%
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14.
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Type of Reporting Person (See Instructions)
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PN
|
CUSIP No. 03674U 102
|
|||||
1.
|
Names of Reporting Persons.
|
||||
VantagePoint Venture Partners IV, L.P.
|
|||||
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
|
||||
(a)
|
o
|
||||
(b)
|
ý
|
||||
3.
|
SEC Use Only
|
||||
4.
|
Source of Funds (See Instructions)
|
||||
WC
|
|||||
5.
|
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o
|
||||
6.
|
Citizenship or Place of Organization
|
||||
Delaware
|
|||||
7.
|
Sole Voting Power
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||||
522,574(*)
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|||||
Number of Shares Beneficially Owned by Each Reporting Person With
|
8.
|
Shared Voting Power
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|||
0
|
|||||
9.
|
Sole Dispositive Power
|
||||
522,574(*)
|
|||||
10.
|
Shared Dispositive Power
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||||
0
|
|||||
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
|
||||
522,574(*)
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|||||
12.
|
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)o
|
||||
13.
|
Percent of Class Represented by Amount in Row (11)
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||||
1.6%
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14.
|
Type of Reporting Person (See Instructions)
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||||
PN
|
CUSIP No. 03674U 102
|
|||||
1.
|
Names of Reporting Persons.
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||||
VantagePoint Venture Partners IV Principals Fund, L.P.
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2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
|
||||
(a)
|
o
|
||||
(b)
|
ý
|
||||
3.
|
SEC Use Only
|
||||
4.
|
Source of Funds (See Instructions)
|
||||
WC
|
|||||
5.
|
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o
|
||||
6.
|
Citizenship or Place of Organization
|
||||
Delaware
|
|||||
7.
|
Sole Voting Power
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19,008 (*)
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Number of Shares Beneficially Owned by Each Reporting Person With
|
8.
|
Shared Voting Power
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|||
0
|
|||||
9.
|
Sole Dispositive Power
|
||||
19,008 (*)
|
|||||
10.
|
Shared Dispositive Power
|
||||
0
|
|||||
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
|
||||
19,008 (*)
|
|||||
12.
|
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o
|
||||
13.
|
Percent of Class Represented by Amount in Row (11)
|
||||
0.1%
|
|||||
14.
|
Type of Reporting Person (See Instructions)
|
||||
PN
|
CUSIP No. 03674U 102
|
|||||
1.
|
Names of Reporting Persons.
|
||||
VantagePoint Venture Associates IV, L.L.C.
|
|||||
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
|
||||
(a)
|
o
|
||||
(b)
|
ý
|
||||
3.
|
SEC Use Only
|
||||
4.
|
Source of Funds (See Instructions)
|
||||
AF
|
|||||
5.
|
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o
|
||||
6.
|
Citizenship or Place of Organization
|
||||
Delaware
|
|||||
7.
|
Sole Voting Power
|
||||
5,794,058 (*)
|
|||||
Number of Shares Beneficially Owned by Each Reporting Person With
|
8.
|
Shared Voting Power
|
|||
0
|
|||||
9.
|
Sole Dispositive Power
|
||||
5,794,058 (*)
|
|||||
10.
|
Shared Dispositive Power
|
||||
0
|
|||||
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
|
||||
5,794,058 (*)
|
|||||
12.
|
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)o
|
||||
13.
|
Percent of Class Represented by Amount in Row (11)
|
||||
17.5%
|
|||||
14.
|
Type of Reporting Person (See Instructions)
|
||||
OO
|
CUSIP No. 03674U 102
|
|||||
1.
|
Names of Reporting Persons.
|
||||
Alan E. Salzman
|
|||||
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
|
||||
(a)
|
o
|
||||
(b)
|
ý
|
||||
3.
|
SEC Use Only
|
||||
4.
|
Source of Funds (See Instructions)
|
||||
AF
|
|||||
5.
|
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o
|
||||
6.
|
Citizenship or Place of Organization
|
||||
Canada
|
|||||
7.
|
Sole Voting Power
|
||||
5,794,058 (*)
|
|||||
Number of Shares Beneficially Owned by Each Reporting Person With
|
8.
|
Shared Voting Power
|
|||
0
|
|||||
9.
|
Sole Dispositive Power
|
||||
5,794,058 (*)
|
|||||
10.
|
Shared Dispositive Power
|
||||
0
|
|||||
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
|
||||
5,794,058 (*)
|
|||||
12.
|
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)o
|
||||
13.
|
Percent of Class Represented by Amount in Row (11)
|
||||
17.5%
|
|||||
14.
|
Type of Reporting Person (See Instructions)
|
||||
IN
|
Date
|
Reporting Person
Effecting the Sale of Shares of Common Stock |
Number of Shares of
Common Stock Sold by Reporting
Person |
Sale Price Per Share of
Common Stock |
Transaction
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May 3, 2011
|
VPVP IV (Q)
|
90,600
|
$ 7.00
|
NASDAQ
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||||
May 3, 2011
|
VPVP IV
|
9,070
|
$ 7.00
|
NASDAQ
|
||||
May 3, 2011
|
VPVP IV Principals
|
330
|
$ 7.00
|
NASDAQ
|
||||
May 4, 2011
|
VPVP IV (Q)
|
181,200
|
$ 7.00
|
NASDAQ
|
||||
May 4, 2011
|
VPVP IV
|
18,140
|
$ 7.00
|
NASDAQ
|
||||
May 4, 2011
|
VPVP IV Principals
|
660
|
$ 7.00
|
NASDAQ
|
||||
May 5, 2011
|
VPVP IV (Q)
|
351,257
|
$ 7.01(*)
|
NASDAQ
|
||||
May 5, 2011
|
VPVP IV
|
35,164
|
$ 7.01(*)
|
NASDAQ
|
||||
May 5, 2011
|
VPVP IV Principals
|
1,279
|
$ 7.01(*)
|
NASDAQ
|
VantagePoint Venture Partners IV (Q), L.P.
|
VantagePoint Venture Partners IV, L.P.
|
By: VantagePoint Venture Associates IV, L.L.C.,
|
By: VantagePoint Venture Associates IV, L.L.C.,
|
Its General Partner
|
Its General Partner
|
By: /s/ Alan E. Salzman
|
By: /s/ Alan E. Salzman
|
Name: Alan E. Salzman
|
Name: Alan E. Salzman |
Title: Managing Member
|
Title: Managing Member
|
VantagePoint Venture Partners IV Principals Fund, L.P.
|
VantagePoint Venture Associates IV, L.L.C.
|
|
By: VantagePoint Venture Associates IV, L.L.C.,
|
By: /s/ Alan E. Salzman
|
|
Its General Partner
|
Name: Alan E. Salzman
|
|
By: /s/ Alan E. Salzman
|
Title: Managing Member
|
|
Name: Alan E. Salzman
|
||
Title: Managing Member
|